United States: SEC And CFTC Adopt Reduced Margin Requirements For Security Futures - Cadwalader, Wickersham & Taft LLP

Mondaq

27 Oct 2020 0 shares 1 views

Mondaq

Published 27 Oct 2020

The SEC and CFTC (collectively, the "Commissions") adopted a final rule reducing the margin requirements for security futures.

United States: Federal Register: SEC Adopts Additional Requirements To Publish Quotations On OTC Securities - Cadwalader, Wickersham & Taft LLP

Mondaq 30 Oct 2020

The amendments will go into effect on December 28, 2020, but an additional period will be allowed for issuers and broker-dealers to..

Mondaq 21 Oct 2020

An SEC final rule rescinding Industry Guide 3 ("Guide 3") concerning statistical disclosures that banking entities and bank holding..