United States: SEC Adopts New Rule On The Use Of Derivatives By Registered Funds And BDCs - Stradley Ronon Stevens & Young, LLP

Mondaq

16 Nov 2020 0 shares 1 views

Mondaq

Published 16 Nov 2020

On Oct. 28, 2020, the Securities and Exchange Commission (the SEC) approved new Rule 18f-4 under the Investment Company Act of 1940.

United States: U.S. Department Of Labor Unveils Registration Requirements For Financial Services Firms That Operate As Pooled Plan Providers To A New Generation Of Retirement Plans - Stradley Ronon Stevens & Young, LLP

Mondaq 24 Nov 2020

Banks, trust companies, third-party administrators and other financial services firms seeking to act as "pooled plan providers"..