United States: The 'Effective Spread' Of Order Execution Quality Reporting - Katten Muchin Rosenman LLP

Mondaq

15 Mar 2024 0 shares 1 views

United States: The 'Effective Spread' Of Order Execution Quality Reporting - Katten Muchin Rosenman LLP

Mondaq

Published 15 Mar 2024

On March 6, 2024, by unanimous vote, the Securities and Exchange Commission (SEC) adopted changes to Rule 605 under Regulation NMS, the provision that previously required only entities defined...

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United States: Corporate Transparency Act Found Unconstitutional (For Specific Plaintiffs) - Katten Muchin Rosenman LLP

The Corporate Transparency Act (CTA) — a summary of which can be found here— became effective January 1, 2024. However, on..

Mondaq 12 Mar 2024

United States: Ensuring Everything Is Above Board: CFTC Proposes Simplified Rules For SEF And DCM Governance, Independence And Mitigating Conflicts Of Interest - Katten Muchin Rosenman LLP

Seeking to ensure that designated contract markets (DCMs) and swap execution facilities (SEFs) adequately incorporate an..

Mondaq 06 Mar 2024

United States: The 'Effective Spread' Of Order Execution Quality Reporting - Katten Muchin Rosenman LLP

United States: The 'Effective Spread' Of Order Execution Quality Reporting - Katten Muchin Rosenman LLP

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